Northern Chapter VSCPA - Event Information - Northern Chapter VSCPA
SIG PFP - Analyzing a Client's Investment Portfolio
Special Interest Group Event
Topic: Analyzing a Client’s Investment Portfolio
Client investment portfolios can take shape in various ways. With various products, asset allocation models, and a diverse number of advisor types, it can be difficult to know whether the advice your client is receiving (or not receiving) is right for them. This presentation is designed to provide you with information that will allow you identify the investments in your client’s portfolio, whether they make sense for them, the type of advisor they have, and if they are getting the right kind of advice for their personal / professional situation.
During this discussion, participants will:
Learn about the different advisor types in the financial advisory industry
Read types of investment statement types and how to evaluate them based on your client’s situation
Become more knowledgeable of how investment portfolios are designed and marketed.
Speakers: John Mongold, CFA CPA, Vice President, Wilmington Trust Dustin Witmer, Vice President, Financial Advisor for M&T Securities
Time: Doors Open 7:30 AM; Meeting 8 to 9 AM
One hour CPE available
7:30 AM - 9:00 AM
M & T Bank Corporate Offices 7799 Leesburg Pike, 6th Floor Falls Church, VA 22043
John is a VP and Sr. Wealth Investment advisor for Wilmington Trust, a subsidiary of M&T Bank. He joined Wilmington Trust in 2014 and has considerable tenure in the financial services industry. Earlier in his career, he served as managing director and head trader for Group One Trading, a proprietary derivatives trading firm, managing a team of equity and derivatives traders nationwide. He teaches finance as adjunct faculty for the George Mason University - School of Business MBA program. He is also serves as a member of the George Mason University Honors College Advisory Board. John holds a master’s of business administration degree from Rutgers University and a bachelor’s degree from the University of Pennsylvania. He is a CFA® charterholder and a member of the CFA Society of Washington DC. Additionally, he also holds his CPA license and is a member of AICPA and the Virginia Society of CPAs.
Dustin is a VP and Financial Advisor for M&T Securities. He has eleven years of experience in financial services, joining M&T Securities in 2013. He earned his Master’s of Business Administration degree from James Madison University, and has been a Certified Financial Planner® since 2015. He also provides pro bono financial counseling for Britepaths, a local non-profit in Fairfax County.
Outlook/ vCalendar/ Google:
Click on the icon next to the date(s) to add to your calendar: 10/29/2019